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Corporate Governance & Compliance

Securities and Exchange Commission (SEC) Compliance

We help corporations comply with state and federal regulatory requirements, investigations and enforcement actions.

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We assist in areas such as: 

  • Routine SEC reporting 
  • Dodd-Frank Wall Street Reform and Consumer Protection Act 
  • Sarbanes-Oxley Act 
  • Corporate oversight 
  • Internal investigations 
  • SEC investigations and enforcement 
  • California Department of Corporations investigations and enforcement
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Legal Alert

Is Bullock v. Rivian the Nail in the Coffin for California State 1933 Act Claims?

5.07.25

Legal Alert

Updates to the Corporate Transparency Act's Beneficial Ownership Information Reporting Requirements

12.24.24

Corporate Conference room with black chairs

Legal Alert

How to Prepare for the Upcoming Filing Deadline Under the Corporate Transparency Act (CTA)

11.19.24

Press, Media, & Articles

Thirty-Two Allen Matkins Partners Named to 2019 The Best Lawyers in America®; Dwight Armstrong and Valentine Hoy Named "Lawyers of the Year"; Firm Receives National Tier 1 Rankings

11.01.18

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